Compliance Manager (TC)

Parsippany, NJ - Accounting & Finance - Hybrid - Full time

Date Posted: 9/5/2025

Compliance Manager
Parsippany, NJ (Hybrid)

Wealth Management company in NJ. Requires experience evaluating company policy/procedures, monitoring code of ethics, and procedures for advisors for an investment company. Knowledge of ADV, Forms 13F and H. Familiarity with AML a plus.


Please contact Tony Caniglia at tcaniglia@clarkdavis.com


$140-160K

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