Job Category: Accounting & Finance

Chief Compliance Officer (CN)

Job Location: Parsippany, NJ

Investment Fund Management Client

The Chief Compliance Officer will be responsible for all compliance matters for the organization. You will be integrated into multiple dimensions of activities of the organization and connect its compliance policies, procedures and processes.

RESPONSIBILITIES:
Providing focused leadership, guidance and demonstrated knowledge in handling a structured compliance program. Providing challenge and a control to the business' compliance risk-taking and risk assessments. Creating and maintaining policies, standards and procedures. Administering and improving the current compliance policies, procedures and processes as needed; Completing periodic internal evaluations of the compliance program to strive for best practices and ensure that safeguards are in place to prevent, detect, and correct potential violation of laws and regulatory guidance. Overseeing compliance risk assessment and auditing processes; performing “routine” and specialized training; monitoring and communicating with the CEO and the Management Committee.

REQUIREMENTS:
Successful completion of an undergraduate degree in Legal, Finance, Accounting, Real Estate or related field is required, and a graduate degree is preferred (MBA or JD). A minimum of 10+ years of prior compliance experience with one or more real estate investment funds or other alternative investment platform or an asset manager, or a regulatory agency or major consulting firm covering alternative asset manager compliance.

Please contact Christian Narag at cnarag@clarkdavis.com

200K + Bonus

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